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Financial Advisor - Qualification, UK Courses, Syllabus, Exam & Providers

Being a Certified Financial Planner means that you are a qualified Financial Advisor and able to advise businesses or individuals on matters relating to their financial wellbeing. Far from just being a knowledgeable member of the finance world a professional Financial Advisor has achieved a Financial Planning Certificate from the Institute of Financial Planning and has also been authorised by the Financial Services Authority. Becoming a Chartered Financial Planner involves achieving the highest recognised financial planning qualification available and places you at the pinnacle of the profession.

Financial Advisor Qualification Benefits

Financial Training
Courses are developed by the Institute of Financial Planning and The Personal Finance Society is the professional body for Financial Advisors. Obtaining a Certified Financial Planning (CFP) certificate means that you will be authorised to provide financial advice and work as an Independent Financial Advisor or within a finance company offering advice on pensions and insurance products. Your salary will not be capped if you enter into the personal or business finance field and achieving Chartered status will position you for entry into the highest appointments within the profession of financial planning.

Financial Advisor - Financial Planner Course Structure

The route to becoming a Financial Planner starts from the Certificate of Financial Planning (CertPFS) or Financial Planning Certificate, where the student must achieve at least 70 credits from a compulsory five units and a choice of five options.

Certificate in Financial Planning – CertPFS

• (CF1) UK financial service regulation and ethics – 15 credits • (CF2) Investment and risk – 20 credits • (CF3) Financial protection – 10 credits • (CF4) Retirement planning – 10 credits

• (CF5) Integrated financial planning – 15 credits


• (HR1) Home revision plans – 5 credits • (GR1) Group risks – 10 credits • (ER1) Equity release – 15 credits • (CF8) Long term care

insurance – 15 credits

• (CF6) Mortgage advice – 20 credits

Diploma in Financial Planning – DipPFS

Once the certificate level is achieved the candidate can move up to the Diploma in Financial Planning (DipPFS) where they must achieve a minimum of 80 credits from seven units and 140 credits including those from the certificate level.

• (J01) Personal tax – 20 credits • (J02) Trusts – 20 credits • (J03) The tax and legal aspects of business • (J04) Pension funding options – 20 credits • (J05) Pension income options • (J06) Investment principles, markets and environment – 20 credits

• (J07) Supervision in a regulated environment

Advanced Diploma in Financial Planning – Associate (APFS), Chartered Financial Planner or Fellow (FPFS)

The highest level is the Advanced Diploma in Financial Planning which requires a total of 290 credits of which 120 must have been gained at the Advanced Diploma level. At this point candidates may become a Chartered Financial Planner or attract a Fellowship if they achieve 350 credits.

• (AF1) Personal tax and trust planning – 30 credits • (AF2) Business financial planning – 30 credits • (AF3) Pension planning – 30 credits • (AF4) Investment planning – 30 credits

• (AF5) Financial planning process – 30 credits

Financial Planner Course Requirements

There are no formal entry requirements for the Certificate in Financial Planning and the Diploma in Financial Planning requires that candidates have already completed the certificate or similar before awarding them with the Diploma even though you can actually embark on the Diploma without having done the certificate. Entry onto the Advanced Diploma in Financial Planning is possible with just a Certificate but it is encouraged that students take the Diploma before attempting the Advanced Diploma.

Financial Planner Exams

Most exams are taken at the end of each of each level and last 2 hours per subject.

Next Steps

Find Financial Planning Certificate Training Centres Near You.

Category: Advisor

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