Registered Investment Advisor - RIA
A Registered Investment Advisor (RIA) is an advisor or firm engaged in the investment advisory business and registered either with the Securities and Exchange Commission (SEC) or state securities authorities. RIAs have a fiduciary duty to their clients, which means they have a fundamental obligation to provide suitable investment advice and always act in their clients' best interests. BREAKING DOWN 'Registered Investment Advisor - RIA' A Registered Investment Advisor (RIA) is defined by The Investment Advisers Act of 1940 as a "person or firm that, for compensation, is engaged in the act of providing advice, making recommendations, issuing reports or furnishing analyses on securities, either directly or through publications.
How National Security Advisor Ajit Doval’s son Shaurya reinvented himself into a key policy player
He's an alumnus of London School of Business and Chicago University, has worked as investment banker for GE Capital and Morgan Stanley and heads the India unit of an investment fund, Zeus Caps, backed by a super wealthy Saudi Sheikh - but that's not what makes Shaurya Doval (40) special. Neither it is that Shaurya's father happens to be India's National Security Advisor, Ajit Doval. There are plenty of foreign-educated, foreign-trained, well-to-do progenies of senior, powerful babus. But Shaurya is something others in that privileged group are not - he's an increasingly influential player in shaping Modi Sarkar's policy thinking.
Allstate Life Insurance Company is among the largest and fastest growing life insurance companies. Allstate Life offers strength and stability as an insurer and an unvarying commitment to quality service. Allstate subaccounts Style Advisor Advisor Plus Advisor Preferred Putnam Capital Opportunities Subaccount Blend View View View Putnam American Government Subaccount Income View View View Putnam Growth Opportunities Subaccount* Growth View View View Putnam Multi-Cap Value Subaccount Value View View View Putnam International Equity Subaccount Blend View View View Putnam
E health care Advisor Project
E health care advisor system project is a web application useful for providing online health care support for patients from certified doctors. This web portal will be helpful for user who are located at remote locations without doctors. Introduction: E health care is a new trend that is recently came in to use with the available of new electronic and software applications. Under healthcare there are two types of services internet based and digital information technology based and these feature also available mobiles which works on mobile app.
2014 Pharmaceutical Salary Survey
1. Pharmaceutical SalarySurvey 2. 2014 PharmaceuticalSalarySurvey Clinical Professionals Clinical Professionals is Europe’s largest independent Pharma staffing business offering outsourced solutions via FunctionalService Provision (FSP) and traditional, high quality staffing solutions. Detailed market research carried out in early 2013 found that 95% of hiring managers rateClinical Professionals as consistently superior in quality, speed of response, staff retention and communication. In addition to this, nine out of 10 customers rate the company as their most trusted partner.
Registered Investment Adviser Compliance
Regulatory audits, inquiries, and reviews can cause costly business interruptions and are generally a distraction from activities focused on achieving core business objectives. The best way to minimize the impact of regulatory requirements and inquiries for a registered investment advisor is to implement a robust, firm-wide compliance program, and monitor its administration regularly. We provide a range of RIA compliance services designed specifically with our registered investment advisor clients in mind. Among others, these services include drafting compliance policies and procedures, advising on investment advisor compliance responsibilities under state “blue sky” laws and the Investment Advisors Act of 1940, conducting mock audits and mock SEC examinations, and interfacing with regulators during periodic reviews.
Sales Advisor Outbound Jobs in South Shields
Manpower UK-South Shields UK. This will give you all the knowledge and confidence you need as a Customer Advisor. . . customers, making sure we keep their business as well as boosting sales and upgradesFrom JobCentre Plus-2 weeks ago- save this job - more. . . Related searches Manpower UK-South Shields UK confidence you need as a Customer Advisor to engage with our UK BT customers, answering. . . well as boosting sales and upgrades. All whilst delivering exceptional serviceFrom JobCentre Plus-2 weeks ago- save this job - more. . . Related searches Manpower UK-South Shields UK and confidence you need as a Customer Advisor to engage with our UK BT customers, finding opportunities to match suitable products with their needs and securing sales From JobCentre Plus-2 weeks ago- save this job - more.
5 Reasons Why Cold Calling is Dead
Is cold calling going the way of the VCR? From a logical standpoint, it would seem that way. You can’t fight technology. And if cold calling had a top line, it would definitely be heading south. Sure, some financial advisors swear that cold calling is still a quality tool. But between no-call lists and changing habits, it's no longer a go-to method. Let’s take a look at five reasons cold calling is believed to be dead. LinkedIn Who needs cold calling when LinkedIn Corp. is an option? You can find the exact types of prospects you’re looking for without having to call through thousands of numbers without knowing any details.
Review: Ben Klock in Denver
Ben Klock in DenverAfterhours Anonymous celebrated their four-year anniversary in Denver with an extended set from Ben Klock and a fistful of local artists. AA have been steadily growing an audience in the 300-500 capacity range, but there must have been 700 people at Cluster Studios. The decor inside the polished north Denver warehouse was minimal and tasteful, the lighting was thankfully dark and the staff were as friendly and on-point as usual. On paper, pairing strong, local support acts together looked like a good idea. As it played out, though, the push and pull of each artist meant the night's warm-up sets flowed a little inconsistently.
Review Express - TripAdvisor for Business
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